Disclosures
No Offer or Solicitation. The information contained on this website is provided for general informational purposes only and is directed exclusively at persons who qualify as Professional Investors within the meaning of the Securities and Futures Ordinance (Cap. 571) of Hong Kong and Schedule 1 thereto. Nothing on this website constitutes, or is intended to constitute, an offer, solicitation, recommendation, invitation, or inducement to purchase, sell, subscribe for, underwrite, or otherwise transact in any security, derivative, loan, credit facility, or other financial instrument, nor shall it form the basis of, or be relied upon in connection with, any contract or commitment whatsoever.
No Advice. Nothing herein constitutes investment, legal, accounting, tax, regulatory, or any other form of professional advice. Recipients should not rely on any information set out on this website and should consult their own independent professional advisers as to the legal, regulatory, tax, accounting, and other consequences of any transaction or arrangement before entering into the same.
Jurisdictional Restrictions. The information on this website is not directed at, and is not intended for distribution to or use by, any person or entity who is a citizen or resident of, or located in, any jurisdiction in which such distribution, publication, availability, or use would be contrary to applicable law or regulation, or which would subject Hong Kong Stock Loans or any of its affiliates to any registration or licensing requirement in such jurisdiction. In particular, the services described herein are not being offered, directly or indirectly, in or into the United States of America, to U.S. Persons (as defined under Regulation S of the United States Securities Act of 1933, as amended), or to retail investors in Hong Kong or in any other jurisdiction. Persons accessing this website are responsible for observing all applicable laws and regulations of their relevant jurisdiction.
Regulatory Framework. Securities-backed financing transactions, block trades, and related share dealings referenced on this website are subject to the regulatory regime of the Hong Kong Special Administrative Region, including without limitation the Securities and Futures Ordinance, the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, the Codes on Takeovers and Mergers and Share Buy-backs administered by the Securities and Futures Commission, the Disclosure of Interests regime under Part XV of the Securities and Futures Ordinance, and applicable anti-money-laundering, sanctions, and counter-terrorist-financing legislation. Hong Kong Stock Loans operates as an arranger and introducer; activities requiring a licence under the Securities and Futures Ordinance are conducted exclusively through, or in collaboration with, entities holding the appropriate licence or registration from the Securities and Futures Commission.
Risk Warning. Securities-backed financing involves significant risks, including but not limited to: the potential loss of all or part of the pledged collateral in the event of default; adverse price movements, volatility, and reductions in liquidity in the underlying listed securities; the imposition of margin calls and the requirement to post additional collateral; suspension, delisting, or corporate action affecting the underlying issuer; foreign exchange and interest rate risk; counterparty and custody risk; and statutory disclosure obligations that may arise as a result of the structure or unwind of a transaction. The value of any pledged security may fall as well as rise and past performance is not a reliable indicator of future results.
Forward-Looking Statements. Certain statements on this website may constitute forward-looking statements. Such statements involve known and unknown risks, uncertainties, and other factors that may cause actual outcomes to differ materially from those expressed or implied. Hong Kong Stock Loans undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or otherwise.
No Warranty. While reasonable care has been taken in compiling the information on this website, no representation or warranty, express or implied, is given by Hong Kong Stock Loans, its affiliates, principals, employees, or agents as to the accuracy, completeness, timeliness, or fitness for purpose of any information contained herein, and no liability is accepted for any loss or damage arising from reliance upon it.